Goldberg Lindsay & Co LLC

RIASEC RegisteredEst. 2006
Total AUM
$11.9B
Discretionary
$11.9B
100% of AUM
Avg account
$361M
Accounts
33
Employees
55
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
141029
Registered since
July 21, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Goldberg Lindsay & Co LLC is an SEC-registered limited liability company that operates as a manager of pooled private funds, primarily in private equity. The firm was registered with the SEC in 2006 and serves an institutional client base. Its business and advisory activities include portfolio management for pooled investment vehicles and roles consistent with a sponsor/GP/managing member. The firm also reports CPO/CTA activity, indicating involvement with commodity or futures-related pooled products alongside its private funds business. Fee arrangements combine a percentage-of-assets model with performance-based fees, and the firm identifies itself as an active ESG investor. Ownership is a mix of a domestic entity and individual owners; Goldberg Lindsay is not structured as a capital allocator and is not classified as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Ephraim Mernick

    COOCRD 5945880

  • Alan Goldberg

    Alan Goldberg

    CEO and Co-FounderCRD 1132982

Contacts

3 of 4
  • Pickel James

    Pickel James

    General CounselCRD 7285669

  • Robert Lindsay

    Robert Lindsay

    Co-Founder and ChairmanCRD 1802687

  • James Triedman

    James Triedman

    Managing PartnerCRD 5179889

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
630 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth