Goldberg Financial Advisors, LLC

RIASEC RegisteredEst. 2026

Total AUM

$120M

Discretionary

$120M

100% of AUM

Avg account

$510K

Accounts

236

Employees

Advisory reps

Firm details

Headquarters: El Segundo, California
CRD number: 158147
Registered since: April 20, 2026
Website: www.goldbergfinancialadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI92.43%
Individuals6.35%
Corporations / Businesses1.19%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Goldberg Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2026. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory capabilities emphasize financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Fee arrangements include asset-based fees, hourly charges and fixed fees. The firm does not identify as an active ESG investor, is not multi-state, and does not serve as a capital allocator in the sense of running an external manager platform.