GILPIN WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2023
Total AUM
$227M
Discretionary
$227M
100% of AUM
Avg account
$422K
Accounts
538
Employees
4
Advisory reps
4

Firm details

Headquarters
GOLDEN, Colorado
CRD number
311336
Registered since
September 25, 2023
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.23%
  • Individuals14.08%
  • Corporations / Businesses1.85%
  • Charitable Organizations1.77%
  • Pension & Profit Sharing Plans0.54%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Gilpin Wealth Management LLC is an independent, SEC-registered advisory firm that positions itself as a capital allocator for both individuals/families and institutional clients. The firm provides a mix of financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and the selection and oversight of outside managers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, which supports both ongoing wealth management relationships and project-based planning work. Investment activity centers on public market strategies built from mutual funds and exchange-traded funds, supplemented by direct equity holdings. The firm also acts as a gatekeeper to external managers and third‑party funds when client objectives call for specialist exposure. Gilpin Wealth Management is not identified as an active ESG investor, and it holds discretionary authority over the entirety of the reported AUM.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 36%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 3%, US Government Bonds 1%, State & Local Bonds 1%, Derivatives 1%, Other 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities36%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • WILLIAM SHRIVER

    President, Chief Investment OfficerCRD 3176403

Contacts

3 of 3
  • JOHN GLASMAN

    Managing PartnerCRD 2323660

  • ANTHONY MCEAHERN

    Managing PartnerCRD 4494265

  • BROOKS RARDEN

    Senior AdvisorCRD 2624322

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 278

Active vs passive

$98.3M in ETFs

Passive

88%

$86.9M

Active

11%

$11.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI USA VALUE FACTOR ETF (VLUE)BlackRockPassiveLarge Value$5.3M37,2675.39%

Location

Primary office

GOLDEN, CO

JEFFERSON

Location

GOLDEN, CO

Headquartered in GOLDEN, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
JEFFERSON
Address
16398 W 51st Ln
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth