GFN CAPITAL MANAGEMENT

RIASEC Registered

Total AUM

$120M

Discretionary

$110M

92% of AUM

Avg account

$313K

Accounts

384

Employees

Advisory reps

Firm details

Headquarters: RICHARDSON, Texas
CRD number: 139403
Website: www.doctorsresource.com
Custodians: TRUST BASED CUSTODIAN
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees
Client types: HNWI48.14%
Pension & Profit Sharing Plans25.99%
Individuals18.12%
Corporations / Businesses6.7%
Charitable Organizations1.04%
Services: Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

GFN Capital Management is an LLC that serves both individual/family and institutional clients. The firm provides portfolio management for individuals and small businesses and lists pension consulting among its advisory offerings, although it does not identify itself as a pension consultant on the filing. Ownership is described as individual, and the firm is not characterized as a capital allocator. Fee arrangements include asset-based fees, subscription-style charges (consistent with fund investments), and fixed fees. The firm reports it is not an active ESG investor and is not registered as a multi-state adviser. Industry relationships noted on the filing include ties to accounting, insurance, and pension consulting professionals, which suggests the firm coordinates with those service providers as part of client engagement and retirement planning work.