Geneva Financial Group LLC

RIASEC Registered
Total AUM
$7M
Discretionary
$6.8M
98% of AUM
Avg account
$219K
Accounts
32
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
142899
Fee structure
Percentage of AUM
Client types
  • HNWI69.29%
  • Individuals28.57%
  • Corporations / Businesses2.14%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Geneva Financial Group LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients with fee-based portfolio management. The firm charges a percentage-of-AUM fee and focuses advisory activity on portfolio management for individuals and small businesses. It does not present itself as a multi-state adviser or an active ESG investor, and it is not structured as a capital allocator. The firm's client base is individual and family households rather than institutional or pension sponsors. Geneva Financial Group identifies its primary advisory activity as discretionary portfolio management; a small portion of assets is managed on a non-discretionary basis.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 40%, Cash & Cash Equivalents 25%, Exchange Traded Equities 10%, US Government Bonds 10%, Investment Grade Corp Bonds 5%, Derivatives 5%, Public Funds/Mutual Funds 5%40%
  • Non-Exchange Traded Equities40%
  • Cash & Cash Equivalents25%
  • Exchange Traded Equities10%
  • US Government Bonds10%
  • Investment Grade Corp Bonds5%

Contacts

2 of 2
  • Gregory Liesen

    PresidentCRD 3187833

  • John Emmett

    Registered RepresentativeCRD 2348092

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth