Geneva Financial Group
Firm details
- Headquarters
- Lakewood, New Jersey
- CRD number
- 331944
- Registered since
- July 19, 2024
- Custodians
- PERSHING LLC, BNY MELLON BANK
- Fee structure
- Percentage of AUM
- Client types
- HNWI64.14%
- Corporations / Businesses28.58%
- Charitable Organizations3.53%
- Individuals3.41%
- Pension & Profit Sharing Plans0.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Geneva Financial Group is a limited liability company that provides discretionary and non-discretionary portfolio management for individuals, small businesses, and institutional clients. The firm charges fees as a percentage of assets under management and completed SEC registration in 2024. It is not designated as a multi-state adviser and does not identify as an active ESG investor. Investment positioning is oriented toward income-producing instruments. The firm's regulatory filings highlight a preference for fixed-income exposure and use of third-party fund managers for alternative strategies. Advisory activities are split between retail high-net-worth clients and institutional/business accounts.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds54%
- Non-Exchange Traded Equities20%
- Exchange Traded Equities15%
- Cash & Cash Equivalents10%
- US Government Bonds1%
Owners & executives
1 of 1William Fischer
Chief Operating OfficerCRD 8026763
Contacts
1 of 1Jacques Frenkel
Owner, Managing Member and CCOCRD 2478034
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Lakewood, NJ
Ocean
Location
Lakewood, NJ
Headquartered in Lakewood, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Ocean
- Address
- 1600 Avenue Of The States
- Time zone
- ET (UTC-5)
- Office locations
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