GAW CAPITAL ADVISORS USA

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
5
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
174019
Registered since
November 1, 2021

Firm profile

FINTRX

Overview

GAW Capital Advisors USA is a limited liability company that registered with the SEC in 2021. The firm is owned through a mix of a foreign entity and an individual, and is classified as an unclassified adviser in its public filings. It does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a capital allocator. Its disclosed business activity centers on sponsoring and managing pooled investment vehicles; the firm is described as a sponsor, general partner and managing member of pooled funds, which frames how it participates in markets. Investment activity appears focused on privately negotiated and illiquid assets rather than traditional advisory mandates. Given its sponsor/GP role, GAW Capital Advisors USA is structured to originate, structure and manage pooled vehicles and likely drives investments through those vehicles rather than through retail advisory accounts. The firm’s stated allocation interests include private equity and real estate, suggesting emphasis on direct asset management, fund sponsorship and positions where the firm can take governance roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ALAN LEE

    Chief Operating Officer, PrincipalCRD 6426580

Contacts

3 of 4
  • VALERIE YIP

    Managing DirectorCRD 4560483

  • ASHBEY CHANG

    CRD 8175021

  • Adam Bowser

    Managing DirectorCRD 8247509

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
818 W 7th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth