GATOR CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2013

Total AUM

$751M

Discretionary

$751M

100% of AUM

Avg account

$15.3M

Accounts

49

Employees

7

Advisory reps

5

Firm details

Headquarters: TAMPA, Florida
CRD number: 147067
Registered since: February 12, 2013
Website: www.gatorcapital.com
Custodians: INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles62.81%
Investment Companies34.05%
HNWI2.41%
Individuals0.73%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gator Capital Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2013. The firm classifies itself as a hedge-fund manager and serves both individual/family and institutional clients. Its advisory services cover portfolio management for individuals and small businesses, investment companies, pooled investment vehicles and other institutions. Gator charges a combination of percentage-of-assets and performance-based fees, and it acts in sponsor/GP/manager roles for pooled vehicles it runs. The firm is not an active ESG investor and is not set up as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities55%
Public Funds/Mutual Funds36%
Cash & Cash Equivalents6%
US Government Bonds3%

Owners & executives

2 of 2

KYLE BUBECK
Chief Compliance OfficerCRD 4784699
ERIK ANDERSON
COO & CFOCRD 4737526

Contacts

3 of 3

DEREK PILECKI
Managing Member and Portfolio ManagerCRD 2254221
JONATHAN BALE
Vice PresidentCRD 6489098
CHRISTOPHER PILECKI
Trader and Quantitative AnalystCRD 4200518

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 6

Active vs passive

$11.7M in ETFs

Passive

100%

$11.7M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)	Invesco	Passive	Large Blend	$4.3M	22,601	37.08%

Unlock additional holdings →

Primary office

TAMPA, FL

HILLSBOROUGH

Location

TAMPA, FL

Headquartered in TAMPA, FL, in the South of the United States.

Region: South
County: HILLSBOROUGH
Address: 2502 N Rocky Point Dr
Time zone: ET (UTC-5)
Office locations

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