GAP Financial Services

RIASEC & State Registered

Total AUM

$132M

Discretionary

$132M

100% of AUM

Avg account

$451K

Accounts

293

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 288703
Registered since: October 15, 2026
Website: gapfinancialservices.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI96.09%
Individuals3.09%
Pension & Profit Sharing Plans0.82%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

GAP Financial Services is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration year 2026) and identifies as a capital allocator serving both individual & family and institutional clients. Ownership is at the individual level. Its advisory offering combines financial planning, discretionary portfolio management for individuals and small businesses, pension consulting services and selection-of-other-advisers work. Fees are charged through a mix of AUM-based percentages, hourly billing and fixed fees. The firm does not identify as an active ESG investor. It is registered to do business in Louisiana and Texas.