Gaoteng Global Asset Management Limited

RIASEC RegisteredEst. 2022

Total AUM

$13.4B

Discretionary

$13.4B

100% of AUM

Avg account

$607M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Hong Kong Hong Kong,
CRD number: 301825
Registered since: January 3, 2022
Website: www.gaotengasset.com
Custodians: CHINA MERCHANTS SECURITIES CO. LTD.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles70.59%
Banking / Thrift Institutions28.29%
Corporations / Businesses0.67%
Insurance Companies0.44%
HNWI0.01%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gaoteng Global Asset Management Limited is an SEC-registered institutional RIA (registered in 2022) that serves both individual/family and institutional clients. The firm is structured as a corporation with foreign ownership elements and markets itself primarily as a portfolio manager: it provides discretionary portfolio management for individuals and small businesses, for pooled investment vehicles, and for businesses or institutions. Gaoteng also acts as an "other financial product" salesperson and charges clients using both a percentage-of-AUM fee schedule and performance-based fees. The firm does not identify as an active ESG investor.