Gaoteng Global Asset Management Limited
Firm details
- Headquarters
- Hong Kong Hong Kong,
- CRD number
- 301825
- Registered since
- January 3, 2022
- Website
- www.gaotengasset.com
- Custodians
- CHINA MERCHANTS SECURITIES CO. LTD.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles70.59%
- Banking / Thrift Institutions28.29%
- Corporations / Businesses0.67%
- Insurance Companies0.44%
- HNWI0.01%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Gaoteng Global Asset Management Limited is a corporation registered with the SEC in 2022 that provides fee-based portfolio management to both high-net-worth individuals/families and institutional clients. The firm operates as a foreign-owned entity and acts as an adviser across individual and pooled mandates, managing assets for individuals/small businesses, pooled investment vehicles and institutional clients. Its stated business activity is Other Financial Product Salesperson, and its fee structure includes both a percentage-of-AUM component and performance-based fees. Investment activity skews toward fixed-income allocations, with a significant emphasis on investment-grade corporate bonds as a core holding. The firm is not an active ESG investor and does not operate as a multi-state adviser. Gaoteng is not positioned as a capital allocator; instead it relies on portfolio management and external manager relationships to implement its strategies.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds39%
- Other25%
- Non-Investment Grade Corp Bonds21%
- Sovereign Bonds8%
- US Government Bonds6%
Owners & executives
3 of 3Yu Li
Chief Investment OfficerCRD 8062856

Wayne Bi
CEOCRD 7118709
Jonathan Mo
Chief Operating OfficerCRD 7118710
Contacts
1 of 1Man Mandy See
Head of Legal and Compliance TechnologyCRD 8056741
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hong Kong Hong Kong, null
Location
Hong Kong Hong Kong, null
Headquartered in Hong Kong Hong Kong, null.
- Address
- Unit 210507 21f Man Yee Builiding
- Office locations
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