Gamma Asset Management LLC

RIASEC Registered
Total AUM
$425M
Discretionary
$417M
98% of AUM
Avg account
$3.9M
Accounts
108
Employees
13
Advisory reps
7

Firm details

Headquarters
San Juan, PR
CRD number
300050
Registered since
March 27, 2024
Custodians
AV SECURITIES INC., PERSHING LLC, INTERACTIVE BROKERS LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses79.95%
  • Pooled Investment Vehicles8.58%
  • HNWI6.85%
  • Individuals4.38%
  • Banking / Thrift Institutions0.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Gamma Asset Management LLC is an SEC-registered investment adviser organized as a limited liability company and registered in 2024. The firm serves individuals and families as well as institutional clients, charging fees based on a percentage of assets under management. Its core advisory activity is portfolio management for individuals and small businesses. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and lists a broker-dealer affiliation among its industry relationships. Ownership is recorded as a mix of a domestic entity and an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 44%, Sovereign Bonds 36%, Investment Grade Corp Bonds 12%, Non-Investment Grade Corp Bonds 7%, Cash & Cash Equivalents 1%44%
  • Exchange Traded Equities44%
  • Sovereign Bonds36%
  • Investment Grade Corp Bonds12%
  • Non-Investment Grade Corp Bonds7%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • David Galarza-sosa

    David Galarza-sosa

    Chief Compliance OfficerCRD 5221334

  • Manuel Troncoso Acebal

    Manuel Troncoso Acebal

    Chief Executive OfficerCRD 6230010

Contacts

3 of 5
  • Douglas Roman

    Douglas Roman

    RepresentativeCRD 1549538

  • Jose Llanio Reyes

    Jose Llanio Reyes

    Financial AdvisorCRD 7410044

  • Rodrigo Sanchez Ramos

    Rodrigo Sanchez Ramos

    AnalystCRD 7866172

Unlock 2 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

San Juan, PR

Location

San Juan, PR

Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
500 De Lane Tanca
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth