GAMMA ASSET MANAGEMENT LLC
Firm details
- Headquarters
- SAN JUAN, PR
- CRD number
- 300050
- Registered since
- March 27, 2024
- Custodians
- AV SECURITIES INC., PERSHING LLC, INTERACTIVE BROKERS LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses79.95%
- Pooled Investment Vehicles8.58%
- HNWI6.85%
- Individuals4.38%
- Banking / Thrift Institutions0.23%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Gamma Asset Management LLC is a fee-based advisory firm that manages concentrated discretionary portfolios for individuals, families and small businesses, as well as some institutional clients. The firm leans on exchange-traded equities and separate managed accounts for core exposure, but states a preference for fixed-income allocations as a stabilizing sleeve. Its advisory mandate centers on portfolio management for individuals and small business owners, delivered under a percentage-of-AUM fee model. The firm is SEC-registered as of 2024 and operates as a limited liability company under domestic ownership. Gamma presents as a boutique allocator that combines liquid public-market instruments with selective alternative exposures—specifically private placements and commodities—sourced through third‑party managers. Its business model emphasizes discretionary management: the bulk of assets are run with manager authority rather than under client-directed strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities44%
- Sovereign Bonds36%
- Investment Grade Corp Bonds12%
- Non-Investment Grade Corp Bonds7%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2MANUEL TRONCOSO ACEBAL
Chief Executive OfficerCRD 6230010
DAVID GALARZA-SOSA
Chief Compliance OfficerCRD 5221334
Contacts
3 of 5MARIA LIRIANO MORONTA
Investment Advisor RepresentativeCRD 8029642
JORDAN ROTHENBERG
Executive Vice President, Head of Business Development & StrategyCRD 2331537
LUIS NEUMANN GONZALEZ
Wealth ManagementCRD 7926226
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN JUAN, PR
Location
SAN JUAN, PR
Headquartered in SAN JUAN, PR, anchoring the San Juan-Bayam_n, PR metro.
- Metro area
- San Juan-Bayam_n, PR
- Address
- 500 De Lane Tanca
- Office locations
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