GAM USA INC.

RIASEC RegisteredEst. 1989
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$141M
Accounts
11
Employees
14
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
110458
Registered since
December 11, 1989
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BANK OF AMERICA, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles40.08%
  • Pension & Profit Sharing Plans37.42%
  • Insurance Companies17.17%
  • Corporations / Businesses5.34%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GAM USA Inc. is a corporate investment adviser that has been SEC-registered since 1989 and positions itself as a capital allocator for institutional clients. The firm operates with a securitized asset fund orientation and charges both percentage-of-AUM and performance-based fees. Its advisory remit includes portfolio management for pooled investment vehicles and for institutional or business clients, along with the selection of other managers. GAM USA Inc. describes itself as an active ESG investor and also functions in sponsor/GP and other pooled-vehicle roles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 62%, Investment Grade Corp Bonds 33%, Cash & Cash Equivalents 4%62%
  • Non-Investment Grade Corp Bonds62%
  • Investment Grade Corp Bonds33%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • AIDA SAMARZIJA

    Chief Compliance OfficerCRD 1666538

  • Timothy Rainsford

    Chief Distribution OfficerCRD 8201644

Contacts

3 of 3
  • NICHOLAS TAN

    Director - Business DevelopmentCRD 6787483

  • IAN WALKER

    Director - Business DevelopmentCRD 5761083

  • MARIA TINIO

    DirectorCRD 7473053

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth