GAM USA Inc.

RIASEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$134M
Accounts
11
Employees
14
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
110458
Registered since
December 11, 1989
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BANK OF AMERICA, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans39.27%
  • Pooled Investment Vehicles37.12%
  • Insurance Companies18.01%
  • Corporations / Businesses5.6%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GAM USA Inc. is a U.S. advisory arm of a broader ownership structure that includes foreign and individual owners. The firm is registered with the SEC (registered in 1989) and positions itself as a capital allocator serving institutional clients. Its advisory work focuses on portfolio management for pooled investment vehicles and for businesses or institutions, and it also performs manager selection for external advisers. Fee arrangements include both a percentage-of-AUM component and performance-based fees. The firm identifies as an active ESG investor and is involved in sponsor/GP activity for pooled vehicles in addition to operating as an investment adviser and CPO/CTA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 62%, Investment Grade Corp Bonds 33%, Cash & Cash Equivalents 4%62%
  • Non-Investment Grade Corp Bonds62%
  • Investment Grade Corp Bonds33%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • Aida Samarzija

    Chief Compliance OfficerCRD 1666538

  • Timothy Rainsford

    Chief Distribution OfficerCRD 8201644

Contacts

2 of 2
  • Maria Tinio

    DirectorCRD 7473053

  • Mark Perry

    Compliance OfficerCRD 8226338

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth