GAM USA Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 110458
- Registered since
- December 11, 1989
- Website
- www.gam.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BANK OF AMERICA, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans39.27%
- Pooled Investment Vehicles37.12%
- Insurance Companies18.01%
- Corporations / Businesses5.6%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
GAM USA Inc. is a U.S.-registered corporate adviser that operates as a capital allocator for institutional clients. The firm is classified as a securitized asset fund and has been SEC-registered since 1989. Its business model centers on managing pooled investment vehicles and providing portfolio management for institutions and businesses, as well as selecting sub-advisers. Fee arrangements include traditional percentage-of-AUM charges and performance-based fees, consistent with its use of private funds and hedge fund strategies. GAM USA identifies as an active ESG investor and lists its ownership as a mix of foreign entity and individual interests. The firm also performs sponsor/GP roles and other organizational functions for pooled vehicles, and is registered as an investment adviser and in roles that include CPO/CTA activity. The combination of discretionary management, performance fees, and sponsor responsibilities suggests a product set designed for institutional allocators seeking active, outcome-driven strategies rather than passive beta exposure.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Investment Grade Corp Bonds62%
- Investment Grade Corp Bonds33%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2Aida Samarzija
Chief Compliance OfficerCRD 1666538
Timothy Rainsford
Chief Distribution OfficerCRD 8201644
Contacts
2 of 2
Nicholas Tan
Director - Business DevelopmentCRD 6787483
Maria Tinio
DirectorCRD 7473053
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 600 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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