GAM USA Inc.

RIASEC RegisteredEst. 1989
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$134M
Accounts
11
Employees
14
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
110458
Registered since
December 11, 1989
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BANK OF AMERICA, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans39.27%
  • Pooled Investment Vehicles37.12%
  • Insurance Companies18.01%
  • Corporations / Businesses5.6%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GAM USA Inc. is a U.S.-registered corporate adviser that operates as a capital allocator for institutional clients. The firm is classified as a securitized asset fund and has been SEC-registered since 1989. Its business model centers on managing pooled investment vehicles and providing portfolio management for institutions and businesses, as well as selecting sub-advisers. Fee arrangements include traditional percentage-of-AUM charges and performance-based fees, consistent with its use of private funds and hedge fund strategies. GAM USA identifies as an active ESG investor and lists its ownership as a mix of foreign entity and individual interests. The firm also performs sponsor/GP roles and other organizational functions for pooled vehicles, and is registered as an investment adviser and in roles that include CPO/CTA activity. The combination of discretionary management, performance fees, and sponsor responsibilities suggests a product set designed for institutional allocators seeking active, outcome-driven strategies rather than passive beta exposure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 62%, Investment Grade Corp Bonds 33%, Cash & Cash Equivalents 4%62%
  • Non-Investment Grade Corp Bonds62%
  • Investment Grade Corp Bonds33%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • Aida Samarzija

    Chief Compliance OfficerCRD 1666538

  • Timothy Rainsford

    Chief Distribution OfficerCRD 8201644

Contacts

2 of 2
  • Nicholas Tan

    Nicholas Tan

    Director - Business DevelopmentCRD 6787483

  • Maria Tinio

    DirectorCRD 7473053

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 5th Ave
Time zone
ET (UTC-5)
Office locations

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