GALLERIA FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2005

Total AUM

$239M

Discretionary

0% of AUM

Avg account

$1.7M

Accounts

140

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 133673
Registered since: February 23, 2005
Custodians: RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST, N.A.
Fee structure: Percentage of AUM
Client types: HNWI85.7%
Individuals6.47%
Charitable Organizations4.07%
Corporations / Businesses3.76%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Galleria Financial Advisors, LLC is a fee-based investment adviser that manages portfolios primarily for individuals, families and small institutions. The firm has been SEC-registered since 2005 and acts as a capital allocator, blending direct portfolio management with selection and oversight of third‑party managers. Its stated advisory activities center on discretionary portfolio work for individuals and small businesses and on vetting outside advisers when additional expertise or alternative strategies are required. Investment preferences skew toward publicly offered pooled vehicles—mutual funds and other public funds make up the largest share of assets—supplemented by fixed‑income allocations and selected alternative exposures. The firm does not position itself as an active ESG investor. Compensation is billed as a percentage of assets under management.