Gabelli & Company Investment Advisers, Inc.

RIASEC RegisteredEst. 2006
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$124M
Accounts
12
Employees
27
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
137024
Registered since
January 19, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gabelli & Company Investment Advisers, Inc. is an SEC-registered corporate adviser that operates as a hedge fund manager and provider of portfolio management for pooled vehicles and institutional businesses. The firm is set up to serve institutional clients and functions in roles that include CPO/CTA responsibilities and sponsorship or management of pooled investment vehicles. Its compensation mix includes both a percentage-of-AUM fee and performance-based fees. The firm does not list ESG investing as an active focus. Gabelli & Company also maintains industry affiliations beyond advisory work, including relationships as a broker-dealer and as a sponsor/manager of limited partnership and pooled structures. Those affiliations align with the firm’s emphasis on running pooled funds and providing manager-level services to institutional capital.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Huvane

    Patrick Huvane

    Interim Chief Executive OfficerCRD 2948612

Contacts

2 of 2
  • Kevin Clancy

    CRD 2529419

  • John Givissis

    John Givissis

    SalesCRD 2565463

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$1.3M in ETFs

Passive

64%

$804K

Active

36%

$450K

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES ULTRASHORT S&P500 (SDS)ProSharesPassiveTrading Inverse Equity$318K5,60025.39%

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
191 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth