GABELLI & COMPANY INVESTMENT ADVISERS, INC.

RIASEC RegisteredEst. 2006
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$124M
Accounts
12
Employees
27
Advisory reps
3

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
137024
Registered since
January 19, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gabelli & Company Investment Advisers, Inc. is a SEC-registered corporate adviser that operates as a hedge fund manager focused on institutional clients. Registered in 2006, the firm provides portfolio management for pooled investment vehicles and for businesses or institutional investors, and also functions in CPO/CTA roles. Its economics combine asset-based fees with performance-based compensation, consistent with active hedge-fund style strategies. The firm maintains industry relationships beyond pure advisory duties: it has affiliations that include broker-dealer activity and roles as sponsor, general partner, or managing member of pooled vehicles. Gabelli & Company Investment Advisers is not positioned as an ESG-focused allocator and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • PATRICK HUVANE

    Interim Chief Executive OfficerCRD 2948612

Contacts

2 of 2
  • JOHN GIVISSIS

    SalesCRD 2565463

  • PETER GOLDSTEIN

    General CounselCRD 2898210

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 4

Active vs passive

$1M in ETFs

Passive

80%

$834K

Active

20%

$211K

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES ULTRASHORT S&P500 (SDS)ProSharesPassiveTrading Inverse Equity$421K5,60040.33%

Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
191 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth