FULCRUM CAPITAL, LLC
Firm details
- Headquarters
- SEATTLE, Washington
- CRD number
- 145322
- Registered since
- October 23, 2007
- Website
- www.fulcrumcapllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI71.41%
- Charitable Organizations18.92%
- Corporations / Businesses9.68%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Fulcrum Capital, LLC is an independently owned registered investment adviser that has been SEC-registered since 2007. The firm acts as a capital allocator for both individual/family and institutional clients, blending comprehensive financial planning with discretionary portfolio management and selection of third‑party managers. Its fee model combines a percentage-of-AUM component with fixed fees. Fulcrum identifies itself as an active ESG investor and is listed among the Financial Times’ Top 300 RIA Firms for 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities44%
- Cash & Cash Equivalents7%
- Investment Grade Corp Bonds2%
- Private Funds2%
Owners & executives
3 of 3MICHELLE MATHIEU
Chief Executive OfficerCRD 2096673
KATHRYN Fisher
Chief Wealth StrategistCRD 5435433
Matthew Wilkins
Chief Operating OfficerCRD 7356545
Contacts
3 of 7DI THIGPEN-SHANKLES
Client Service AssociateCRD 5262897
David Limoges
Associate Wealth ManagerCRD 7896120
Taylor Bohot
Associate Wealth ManagerCRD 7458073
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$81.7M in ETFs
93%
$76.2M
0%
$5.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP INDEX FUND (VO) | Vanguard | Passive | Mid Cap Blend | $38M | 132,375 | 46.54% |
Location
SEATTLE, WA
KING
Location
SEATTLE, WA
Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 800 5th Ave
- Time zone
- PT (UTC-8)
- Office locations
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