FREEGULLIVER, LLC
Firm details
- Headquarters
- NEW ORLEANS, Louisiana
- CRD number
- 117040
- Registered since
- January 30, 2006
- Website
- freegulliver.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees
- Client types
- HNWI60.61%
- Pooled Investment Vehicles31.98%
- Individuals2.44%
- Pension & Profit Sharing Plans2.33%
- Corporations / Businesses1.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Freegulliver, LLC is an independent registered investment adviser organized as a limited liability company and operating since 2006. The firm serves both individual and institutional clients and describes itself as a capital allocator, combining advisory services with insurance-brokerage activity. Its fee arrangements are mixed — percentage-of-AUM, fixed fees, commissions and performance-linked fees are all used depending on the engagement. Advisory capabilities listed include financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, selection of other advisers, and the publication of periodicals. The firm identifies itself as not an active ESG investor. It also appears to participate directly in pooled investment vehicles through sponsor/GP/manager roles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities38%
- Public Funds/Mutual Funds25%
- Non-Exchange Traded Equities14%
- Cash & Cash Equivalents9%
- State & Local Bonds5%
Owners & executives
1 of 1Joseph Rodriguez
Chief Financial OfficerCRD 8147468
Contacts
3 of 8CLIFFORD MINTZ
Alternatives AnalystCRD 7063032
Raymond Rathle
Investment Advisory AssociateCRD 8194571
ERIC DEROCHE
Alternative InvestmentsCRD 5454246
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$180M in ETFs
64%
$116M
34%
$63.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 ETF (IWL) | BlackRock | Passive | Large Blend | $34.6M | 215,824 | 19.29% |
Location
NEW ORLEANS, LA
ORLEANS
Location
NEW ORLEANS, LA
Headquartered in NEW ORLEANS, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- ORLEANS
- Address
- 5500 Laurel St
- Time zone
- CT (UTC-6)
- Office locations
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