Frankly Finances

RIASEC RegisteredEst. 2024
Total AUM
$204M
Discretionary
$204M
100% of AUM
Avg account
$1.5M
Accounts
134
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
321270
Registered since
January 22, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Subscription Fees, Fixed Fees
Client types
  • HNWI98.84%
  • Individuals0.57%
  • Pension & Profit Sharing Plans0.51%
  • Charitable Organizations0.08%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Frankly Finances is an independent limited liability advisory firm that registered with the SEC in 2024. Ownership is held by an individual and the firm serves both high-net-worth individuals and family clients as well as some institutional relationships. Its advisory services center on financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting. The firm’s fee model does not rely on asset-based billing; instead it charges hourly, subscription, or fixed fees. Frankly Finances does not position itself as an ESG-focused manager in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 6%, Exchange Traded Equities 1%, US Government Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Frank Garcia

    Frank Garcia

    Co-Chief Investment Officer / Wealth AdvisorCRD 5657015

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 74

Active vs passive

$125M in ETFs

Passive

40%

$50.6M

Active

58%

$74.9M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US MARKETWIDE VALUE ETF (DFUV)DimensionalActiveLarge Value$14.8M268,24011.76%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth