Francis LLC

RIASEC RegisteredEst. 2004

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Firm details

Headquarters: Brookfield, Wisconsin
CRD number: 130687
Registered since: March 12, 2004
Website: francisway.com
Fee structure: Hourly Charges, Fixed Fees
Services: Pension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

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Overview

Francis LLC is an institutional registered investment adviser organized as a limited liability company and SEC-registered since 2004. The firm operates as a capital allocator and serves an institutional client base, with particular emphasis on pension consulting, selecting outside managers, and delivering educational seminars and workshops. Ownership is structured between a domestic entity and an individual. Fee arrangements are non-asset-based, primarily hourly charges and fixed fees. The firm does not position itself as an ESG-focused investor. Its advisory scope centers on consulting services for institutional sponsors rather than retail wealth management, which aligns with its stated activity of identifying and allocating to third-party advisers and managers.

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Investment profile

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Contacts

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Matthew Vandre
Money AdvisorCRD 5810836
Joseph Topp
Principal Vice President – Investment Consulting ServicesCRD 4200754
Elizabeth Aidoo
Money AdvisorCRD 6834039