FOUR PEAKS PLANNING AND INVESTMENTS LLC

Overview

Four Peaks Planning And Investments LLC is an independent registered investment adviser organized as a limited liability company that serves individual and family clients. The firm is fee-based on a percentage of assets under management and focuses its advisory work on financial planning, discretionary portfolio management for individuals and small businesses, and client education through seminars and workshops. Filings indicate the practice emphasizes liquid, exchange-traded instruments as core building blocks of client portfolios, while also using mutual funds and annuities where they fit planning objectives. The firm is not structured as a capital allocator and does not position itself as a multi-state or pension consultant. It is not identified as an active ESG investor. The firm’s business model leans toward hands-on portfolio management: most client assets are held on a discretionary basis, supporting ongoing rebalancing and allocation changes rather than purely on-demand advice.

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Location & Offices