FOUNTAIN FINANCIAL GROUP, INC.

RIASEC Registered
Total AUM
$38.1M
Discretionary
$38.1M
100% of AUM
Avg account
$94.5K
Accounts
403
Employees
5
Advisory reps
4

Firm details

Headquarters
FOUNTAIN HILLS, Arizona
CRD number
123364
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals74.54%
  • HNWI24.93%
  • Charitable Organizations0.52%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Fountain Financial Group, Inc. is an independent registered investment adviser that serves individuals, families and some institutional clients. The firm acts as a capital allocator, offering financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not positioned as an active ESG investor. Fountain Financial Group maintains an affiliation with an insurance company and is owned by an individual. The firm emphasizes direct portfolio management and uses outside managers when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 34%, Cash & Cash Equivalents 4%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds34%
  • Cash & Cash Equivalents4%

Contacts

3 of 4
  • HAROLD WALPOLE

    Financial AdvisorCRD 2674811

  • ROBERT WARD

    Financial PlannerCRD 4324025

  • MARY JOHNSON

    Secretary and TreasurerCRD 4117754

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

FOUNTAIN HILLS, AZ

MARICOPA

Location

FOUNTAIN HILLS, AZ

Headquartered in FOUNTAIN HILLS, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
16921 E Palisades Blvd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth