Founders M&A Advisory, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Birmingham, Alabama
CRD number
269926
Registered since
March 24, 2016

Firm profile

FINTRX

Overview

Founders M&A Advisory, LLC is organized as a limited liability company and is classified as an investment bank. The firm first registered with the SEC in 2016. Ownership is recorded as a combination of a domestic entity and an individual. The firm's snapshot flags that it does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The public record here frames the business as advisory/M&A-focused rather than a traditional asset manager that runs client portfolios or allocates capital across external managers.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Eric Cates

    Eric Cates

    Chief Financial OfficerCRD 6394899

Contacts

3 of 20
  • Enrique Alvarez

    Enrique Alvarez

    FinOpCRD 4622342

  • Charles Gum

    Investment Banking RepresentativeCRD 8228615

  • Richard Frymire

    Richard Frymire

    Vice PresidentCRD 6534749

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
2400 5th Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth