FOUNDERS M&A ADVISORY, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Birmingham, Alabama
CRD number
269926
Registered since
March 24, 2016

Firm profile

FINTRX

Overview

Founders M&A Advisory, LLC is organized as a limited liability company and is registered with the SEC as of 2016. FINTRX classifies the firm as an investment bank rather than an asset manager: it is not identified as a capital allocator and is not recorded as a multi‑state or pension consultant adviser. The record also indicates the firm is not an active ESG investor. Ownership is listed as a domestic entity and individual; no details on fee schedules, specific advisory services, or client segments were provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Eric Cates

    Chief Financial OfficerCRD 6394899

Contacts

3 of 20
  • Enrique Alvarez

    FinOpCRD 4622342

  • RICHARD FRYMIRE

    Vice PresidentCRD 6534749

  • Madison Davis

    DirectorCRD 6669904

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Birmingham, AL

JEFFERSON

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
JEFFERSON
Address
2400 5th Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth