Founders Capital Management, LLC
Firm details
- Headquarters
- Hartford, Connecticut
- CRD number
- 118853
- Registered since
- January 30, 2002
- Website
- foundcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI93.47%
- Individuals3.17%
- Charitable Organizations3%
- Corporations / Businesses0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Founders Capital Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2002. The firm serves both high-net-worth individuals and institutional clients, charging fees based on a percentage of assets under management and providing financial planning alongside discretionary and non-discretionary portfolio management for individuals, small businesses and institutions. Founders identifies equities as its preferred asset type and does not position itself as an active ESG investor or a multi-state pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- US Government Bonds17%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$41.1M in ETFs
100%
$41.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $20.6M | 26,979 | 50.10% |
Location
Hartford, CT
Hartford
Location
Hartford, CT
Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 1 State St
- Time zone
- ET (UTC-5)
- Office locations
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