FOUNDATION WEALTH & TAX ADVISORS, LLC

RIASEC Registered
Total AUM
$85M
Discretionary
$80.6M
95% of AUM
Avg account
$317K
Accounts
268
Employees
10
Advisory reps
10

Firm details

Headquarters
ANNAPOLIS, Maryland
CRD number
317596
Website
www.foundationwealthandtax.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.03%
  • Individuals22.55%
  • Pension & Profit Sharing Plans20.42%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Foundation Wealth & Tax Advisors, LLC is an independent registered investment adviser operating as a limited liability company that serves both individual/family and institutional clients. The firm acts as a capital allocator and provides a mix of financial planning, portfolio management for individuals and small businesses, pension consulting, and selection-of-other-advisers services. Its billing combines asset-based fees with hourly and fixed-fee arrangements. Filings show the firm is not positioned as an ESG-focused investor and maintains industry ties with other investment advisers, accounting firms, and law firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 17%, Cash & Cash Equivalents 9%, US Government Bonds 4%, Investment Grade Corp Bonds 4%, State & Local Bonds 1%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents9%
  • US Government Bonds4%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1

  • Alexander Halavazis

    Wealth Advisor and Chief Compliance OfficerCRD 6199347

Contacts

3 of 9

  • David Staab

    AssociateCRD 8033351

  • GRAHAM MULL

    Director, Wealth AdvisorCRD 5765671

  • Scott Shively

    Investment Adviser RepresentativeCRD 8146984

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ANNAPOLIS, MD

ANNE ARUNDEL

Location

ANNAPOLIS, MD

Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
839 Bestgate Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

CHAMPION FINANCIAL PLANNING GROUP, LLC

RIA

ANNAPOLIS, MD

AUM $80.4MTEAM 1REPS 1

CREST WEALTH ADVISORS LLC

RIA

ANNAPOLIS, MD

AUM $95.8MTEAM 2REPS 3

SERA CAPITAL MANAGEMENT, LLC

RIA

ANNAPOLIS, MD

AUM $114MTEAM 5REPS 5

CLARK COMPANY

RIA

ANNAPOLIS, MD

AUM $138MTEAM 1REPS 1

ACCORDANT ADVISORY GROUP, INC.

RIA

ANNAPOLIS, MD

AUM $278MTEAM 3REPS 3

RCS FINANCIAL PLANNING, LLC

RIA

ANNAPOLIS, MD

AUM $281MTEAM 2REPS 2
More RIAs in ANNAPOLIS →All Maryland RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth