Fossel Capital Management LLC

RIASEC Registered
Total AUM
$38.1M
Discretionary
$38.1M
100% of AUM
Avg account
$4.2M
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
131949
Fee structure
Percentage of AUM
Client types
  • HNWI87.62%
  • Charitable Organizations12.38%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fossel Capital Management LLC is an independent, owner-operated registered investment adviser organized as a limited liability company. The firm focuses on fee-based wealth management and financial planning, delivering portfolio management and planning services to individuals, families and small-business clients. Advisory services emphasize direct portfolio management rather than consulting or pension work; the firm is not positioned as a capital allocator or multi-state/ESG specialist.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, US Government Bonds 13%, Investment Grade Corp Bonds 10%, State & Local Bonds 8%, Non-Investment Grade Corp Bonds 5%, Sovereign Bonds 2%, Cash & Cash Equivalents 2%60%
  • Exchange Traded Equities60%
  • US Government Bonds13%
  • Investment Grade Corp Bonds10%
  • State & Local Bonds8%
  • Non-Investment Grade Corp Bonds5%

Contacts

1 of 1
  • Steven Fossel

    Steven Fossel

    FounderCRD 1995812

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth