FORTY NORTH WEALTH

RIASEC RegisteredEst. 2017
Total AUM
$351M
Discretionary
$320M
91% of AUM
Avg account
$295K
Accounts
1,187
Employees
12
Advisory reps
11

Firm details

Headquarters
GLENDALE, Colorado
CRD number
290770
Registered since
December 8, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals50.4%
  • HNWI49.43%
  • Corporations / Businesses0.17%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Forty North Wealth is an independent, SEC-registered RIA organized as an LLC that began SEC registration in 2017. The firm advises both individual/family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its client billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. The firm does not characterize itself as an ESG-focused manager and is not designated as a capital allocator. Its business model centers on discretionary portfolio management (the bulk of assets), supplemented by advisory work on an hourly or fixed-fee basis for planning and consulting assignments. Industry relationships include ties to accounting and insurance professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 14%, Other 4%, Cash & Cash Equivalents 3%, Private Funds 2%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities14%
  • Other4%
  • Cash & Cash Equivalents3%
  • Private Funds2%

Owners & executives

1 of 1
  • LINDSAY RIDER

    Chief Compliance OfficerCRD 5188551

Contacts

3 of 10
  • MATTHEW TUFT

    Investment Advisor RepresentativeCRD 4192802

  • DONALD HAFNER

    Managing Partner, Investment Advisor RepresentativeCRD 1059114

  • MICHAEL DAVIS

    Investment Advisor RepresentativeCRD 2318064

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 114

Active vs passive

$224M in ETFs

Passive

46%

$102M

Active

28%

$122M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$25.2M328,77111.24%

Location

Primary office

GLENDALE, CO

DENVER

Location

GLENDALE, CO

Headquartered in GLENDALE, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
650 S Cherry St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth