FORTHRIGHT FAMILY WEALTH ADVISORY LLC

RIASEC RegisteredEst. 2019
Total AUM
$191M
Discretionary
$191M
100% of AUM
Avg account
$865K
Accounts
221
Employees
2
Advisory reps
1

Firm details

Headquarters
HOUSTON, Texas
CRD number
304547
Registered since
August 13, 2019
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI98.69%
  • Individuals1.31%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Forthright Family Wealth Advisory LLC is an independent registered investment adviser formed as an LLC and operating as a capital allocator for individual and family clients. The firm was registered with the SEC in 2019 and combines financial planning with discretionary portfolio management for individuals and small businesses. It also performs manager selection for third‑party advisers when appropriate. The firm charges asset‑based fees and flat fees, and its stated advisory services include comprehensive financial planning, portfolio management and selecting outside managers. Forthright does not identify as an active ESG investor and does not position itself as a multi‑state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Cash & Cash Equivalents 13%, Exchange Traded Equities 7%, Private Funds 1%79%
  • Public Funds/Mutual Funds79%
  • Cash & Cash Equivalents13%
  • Exchange Traded Equities7%
  • Private Funds1%

Contacts

1 of 1
  • NEAL CARLSON

    Founder & Managing DirectorCRD 4985231

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$190M in ETFs

Passive

50%

$95.6M

Active

4%

$94.5M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$43.6M708,56822.94%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
825 Town Country Ln
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth