Forthright Family Wealth Advisory LLC
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 304547
- Registered since
- August 13, 2019
- Website
- forthrightwealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI98.69%
- Individuals1.31%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Forthright Family Wealth Advisory LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2019. The firm serves individual and family clients and positions itself as a capital allocator that uses external managers when appropriate. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Compensation is a mix of asset-based fees and fixed-fee arrangements. The firm does not self-identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Cash & Cash Equivalents13%
- Exchange Traded Equities7%
- Private Funds1%
Contacts
1 of 1
Neal Carlson
Founder & Managing DirectorCRD 4985231
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$198M in ETFs
50%
$98.6M
28%
$99.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $18.5M | 210,002 | 9.31% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 825 Town Country Ln
- Time zone
- CT (UTC-6)
- Office locations
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