Forefront
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 308521
- Registered since
- July 5, 2024
- Website
- forefrontwealthpartners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI58.76%
- Individuals41.17%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Forefront is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm identifies as a capital allocator serving individual and family clients and is owned by an individual. Its fee arrangements include percentage-of-AUM pricing alongside fixed fees and other fee structures. Core advisory services listed by the firm are financial planning, discretionary portfolio management for individuals and small businesses, selection of external advisers, and client education through seminars and workshops. Forefront does not position itself as an active ESG investor and notes industry affiliations with accounting and insurance firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities22%
- Other16%
- Cash & Cash Equivalents11%
Owners & executives
3 of 5
Nicholas Wolf
Chief Finance OfficerCRD 6384735
Melody Brady
CFOCRD 5917151
Chad Rixse
Chief Compliance Officer, Director of Financial PlanningCRD 6427741
Contacts
3 of 23
Derek St. Clair
Wealth AdvisorCRD 5663891
Abby Morton
Wealth AdvisorCRD 5813116
Kathleen Oberneder
FounderCRD 4385405
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 126Active vs passive
$324M in ETFs
72%
$234M
5%
$89.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $36M | 409,741 | 11.12% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 7500 Rialto Blvd
- Time zone
- CT (UTC-6)
- Office locations
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