Forefront
Firm details
- Headquarters
- Austin, Texas
- CRD number
- 308521
- Registered since
- July 5, 2024
- Website
- forefrontwealthpartners.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI58.76%
- Individuals41.17%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Forefront LLC is an independent registered investment adviser that serves individual and family clients. The firm is registered with the SEC (registration year 2024) and operates as a limited liability company owned by an individual. Forefront positions itself as both an investment manager and a capital allocator — it manages portfolios directly and selects third‑party managers when appropriate. Advisory services emphasize financial planning and portfolio management for individuals and small businesses, and the firm also offers selection of other advisers and educational seminars or workshops. Its fee arrangements include percentage‑of‑AUM billing, fixed fees, and other fee structures, reflecting flexibility across client engagement types. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities22%
- Other16%
- Cash & Cash Equivalents11%
Owners & executives
3 of 5
Nicholas Wolf
Chief Finance OfficerCRD 6384735
Melody Brady
CFOCRD 5917151
Chad Rixse
Chief Compliance Officer, Director of Financial PlanningCRD 6427741
Contacts
3 of 25
Derek St. Clair
Wealth AdvisorCRD 5663891
Abby Morton
Wealth AdvisorCRD 5813116
Kathleen Oberneder
FounderCRD 4385405
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 126Active vs passive
$324M in ETFs
72%
$234M
5%
$89.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $36M | 409,741 | 11.12% |
Location
Austin, TX
Travis
Location
Austin, TX
Headquartered in Austin, TX, in the South of the United States.
- Region
- South
- County
- Travis
- Address
- 7500 Rialto Blvd
- Time zone
- CT (UTC-6)
- Office locations
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