Footprints Asset Management & Research, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 128040
- Registered since
- September 24, 2003
- Website
- www.famr.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI60.5%
- Individuals39.33%
- Charitable Organizations0.17%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Footprints Asset Management & Research, Inc. is a small, fee-based advisory firm focused on portfolio management for individuals and families. The firm manages accounts primarily on a discretionary basis and favors liquid, equity-oriented exposures accessed through exchange-traded securities and managed separate accounts. Its business model is built around a percentage-of-AUM fee structure and direct portfolio management rather than pension consulting or broad institutional mandates. Footprints does not identify as an active ESG investor and is not operating as a multi-state adviser. Investment activity centers on public markets with an equity preference. The firm’s allocation posture and custodial choices indicate a tilt toward exchange-traded equities and ETFs, supplemented by mutual funds and corporate debt where appropriate. There is no substantive footprint of third‑party alternative fund allocations reported.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- US Government Bonds27%
- Cash & Cash Equivalents17%
- Investment Grade Corp Bonds8%
- Public Funds/Mutual Funds5%
Owners & executives
1 of 1
Rebecca Hendrickson
VP, Chief Compliance OfficerCRD 4572882
Contacts
2 of 2
Zachary Houston
Portfolio ManagerCRD 6696186

Stephen Lococo
Founder, Senior Portfolio ManagerCRD 707656
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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