FOOTHILLS ADVISORS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$129M
Discretionary
$129M
100% of AUM
Avg account
$292K
Accounts
440
Employees
3
Advisory reps
3

Firm details

Headquarters
CAVE CREEK, Arizona
CRD number
298408
Registered since
March 13, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI66.29%
  • Individuals32.54%
  • Charitable Organizations0.69%
  • Corporations / Businesses0.49%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Foothills Advisors, LLC is an independent registered investment adviser that provides fee-based financial planning, portfolio management for individuals and small businesses, and educational seminars. The firm operates under an owner-type classified as individual and targets both individual & family and institutional clients. Investment activity centers on pooled public funds as the core portfolio sleeve, with managers using mutual funds for broad market exposure and diversification. Foothills is not positioned as an ESG-focused manager, and it does not act as a pension consultant or multi-state adviser. Its advisory approach appears to favor model-driven, manager-sleeve allocations for core equity and fixed income exposure while reserving select private strategies for qualified clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 15%, Other 6%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 3%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities15%
  • Other6%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds3%

Contacts

3 of 3
  • JEFFREY JONES

    PrincipalCRD 5542768

  • AARON COATES

    CCO, Managing MemberCRD 7017086

  • TIMOTHY MAIEFSKI

    Senior Financial AdvisorCRD 2708450

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CAVE CREEK, AZ

MARICOPA

Location

CAVE CREEK, AZ

Headquartered in CAVE CREEK, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
6702 E Cave Creek Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth