Focused Wealth Management, Inc.
Firm details
- Headquarters
- Newburgh, New York
- CRD number
- 154828
- Registered since
- November 5, 2010
- Website
- focusedwealthmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI35.97%
- Pension & Profit Sharing Plans26.54%
- Individuals19.25%
- Corporations / Businesses17.48%
- State / Municipal Government0.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Focused Wealth Management, Inc. is an independent, SEC-registered registered investment adviser that began registration in 2010 and is owned by an individual owner. The firm serves both individual and family clients as well as institutional clients and operates as a capital allocator that hires external managers when appropriate. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- US Government Bonds14%
- Exchange Traded Equities13%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1
Zachary Manheim
Chief Compliance OfficerCRD 6833289
Contacts
3 of 10
Patrick Shea
Retirement Plan Services AssociateCRD 7658762
Charles Yarnold
Managing DirectorCRD 5052329
Jacob Brett
Managing DirectorCRD 5899373
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 78Active vs passive
$1.1B in ETFs
93%
$1B
3%
$79.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $182M | 1,531,390 | 16.79% |
Location
Newburgh, NY
Orange
Location
Newburgh, NY
Headquartered in Newburgh, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Orange
- Address
- 11 Balmville Rd
- Time zone
- ET (UTC-5)
- Office locations
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