FOCUSED COMPOUNDING CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$32.9M
Discretionary
$32.9M
100% of AUM
Avg account
$1.1M
Accounts
29
Employees
2
Advisory reps
2

Firm details

Headquarters
DALLAS, Texas
CRD number
306305
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles85.26%
  • HNWI14.18%
  • Individuals0.56%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Focused Compounding Capital Management, LLC operates as a small hedge fund manager organized as a limited liability company. The firm provides discretionary portfolio management for individual and family clients as well as pooled investment vehicles, and it serves as sponsor, general partner and managing member for at least one pooled vehicle. Its fee structure combines a percentage of assets under management with performance-based fees, a setup consistent with active, return-oriented mandates. Investment activity tilts toward publicly traded equities executed in exchange-traded form, but the firm also runs an on-platform hedge fund that makes up the bulk of its managed capital. The manager is not an active ESG investor according to the available classification. Given the mix of pooled vehicle management, private placement activity and performance fees, the firm appears to pursue strategies that combine liquid equity exposures with less liquid alternative allocations at the fund level.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, Cash & Cash Equivalents 40%, Non-Exchange Traded Equities 20%40%
  • Exchange Traded Equities40%
  • Cash & Cash Equivalents40%
  • Non-Exchange Traded Equities20%

Contacts

2 of 2
  • ANDREW KUHN

    PartnerCRD 6353122

  • GEOFFREY GANNON

    Investment Adviser RepresentativeCRD 6995477

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
3838 Oak Lawn Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth