Focus Capital, LLC

RIASEC Registered
Total AUM
$54.4M
Discretionary
$54.4M
100% of AUM
Avg account
$891K
Accounts
61
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
118068
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI86.7%
  • Pooled Investment Vehicles13.3%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Focus Capital, LLC is a privately owned limited liability company that operates as a hedge-fund style advisory firm and registered investment advisor. The firm serves both individual and family clients as well as institutional and pooled vehicles, providing discretionary portfolio management across separate managed accounts and a private fund. Fee arrangements include percentage-of-AUM charges, fixed fees and performance-based fees, reflecting an active, performance-oriented approach to managing client capital. Focus Capital shows a clear preference for liquid public equity exposure implemented through separately managed accounts and exchange-traded instruments, while also acting as sponsor and general partner on at least one pooled investment vehicle it manages. The firm’s advisory scope includes portfolio management for individuals and small businesses, management of pooled investment vehicles and portfolio services for business and institutional clients. It does not position itself as an active ESG investor and is not organized as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 20%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents20%

Owners & executives

1 of 1
  • Stefan Cobb

    Stefan Cobb

    CIO, FounderCRD 1550252

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth