FMA Wealth Management, LLC
Firm details
- Headquarters
- Duxbury, Massachusetts
- CRD number
- 313049
- Registered since
- March 31, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.27%
- Individuals22.61%
- Corporations / Businesses2.11%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
FMA Wealth Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2021. The firm is owned by an individual and focuses on advising individual and family clients through financial planning and discretionary portfolio management for individuals and small businesses. Compensation structures include a percentage-of-AUM fee as well as hourly and fixed-fee arrangements. Filings indicate the adviser is not a multi-state or pension consultant, does not identify as an active ESG investor, and does not operate as a capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Public Funds/Mutual Funds9%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Contacts
1 of 1
James Morris
Managing PartnerCRD 705495
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$162M in ETFs
50%
$80.4M
48%
$81.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $18.1M | 253,441 | 11.16% |
Location
Duxbury, MA
Plymouth
Location
Duxbury, MA
Headquartered in Duxbury, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Plymouth
- Address
- 33 Railroad Ave
- Time zone
- ET (UTC-5)
- Office locations
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