FMA WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$174M
Discretionary
$174M
100% of AUM
Avg account
$400K
Accounts
435
Employees
2
Advisory reps
1

Firm details

Headquarters
DUXBURY, Massachusetts
CRD number
313049
Registered since
March 31, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.27%
  • Individuals22.61%
  • Corporations / Businesses2.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FMA Wealth Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2021. The firm focuses on wealth management and financial planning for individuals, families and small-business owners, offering portfolio management alongside financial planning services. Its billing mixes a percentage-of-assets model with hourly and fixed-fee arrangements. FMA does not self-identify as an active ESG investor, is not a multi-state or pension consultant adviser, and does not act as a capital allocator to third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 2%, US Government Bonds 1%88%
  • Exchange Traded Equities88%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Contacts

1 of 1
  • JAMES MORRIS

    Managing PartnerCRD 705495

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$155M in ETFs

Passive

48%

$74.5M

Active

50%

$80.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$16.7M260,07110.74%

Location

Primary office

DUXBURY, MA

PLYMOUTH

Location

DUXBURY, MA

Headquartered in DUXBURY, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PLYMOUTH
Address
33 Railroad Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth