FLEMING WEALTH STRATEGIES, LLC

Overview

Fleming Wealth Strategies, LLC is an independent registered investment adviser that concentrates its client work on individual and family relationships. The firm’s advisory services combine financial planning, portfolio management for individuals and small businesses, pension consulting elements, and client education through publications and seminars. Operating with both fee-based and commission structures—percentage of assets under management, hourly billing and commission-capable business lines—the firm maintains a mixed advisory model that supports both discretionary portfolio management and transactional activity tied to broker-dealer registration. Investment activity shows a clear tilt toward publicly traded equities as the principal allocation vehicle, with the majority of advisory assets deployed in exchange-traded equities. That preference is paired with selective use of alternative exposures—real estate, commodities, private credit and oil & gas—that are introduced through third-party managers or specialist funds to diversify return streams and income profiles. The firm’s service mix and fee flexibility indicate it can serve clients seeking ongoing discretionary management as well as those who require project-based planning or commission-based product solutions.

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Public Holdings

Investments & Alternatives

Location & Offices