FLEMING & ASSOCIATES, LLC

Overview

Fleming & Associates, LLC is an independent registered investment adviser operating as a limited liability company and owned by an individual. The firm serves primarily individual and family clients, delivering financial planning and portfolio management alongside insurance brokerage services. Fleming & Associates positions itself as a capital allocator: its reported asset mix shows a heavy reliance on pooled public funds and mutual funds, but the adviser also sources outside alternative fund managers and private placements when appropriate. The firm offers multiple billing methods (percentage of AUM, hourly, fixed fees, commissions and other arrangements) and provides services beyond pure portfolio management, including selection of other advisers and educational seminars. Fleming & Associates does not identify as an active ESG investor and reports a single-state registration profile.

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