Flax Pond Capital, LLC
Firm details
- Headquarters
- ,
- CRD number
- 324332
- Registered since
- February 6, 2023
- Website
- www.flaxpondcapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI74.95%
- Individuals24.89%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Flax Pond Capital, LLC operates as an independent registered investment adviser organized as an LLC and began SEC registration in 2023. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management services geared toward individuals and small businesses. Its fee arrangements combine an asset-based fee and hourly billing. The firm does not present itself as an ESG-focused manager, and it is not structured as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Cash & Cash Equivalents29%
- US Government Bonds25%
Owners & executives
1 of 1
Nancy Thrasher
Chief Compliance OfficerCRD 5030028
Contacts
2 of 2Michael Crew
Investment Advisor RepresentativeCRD 4342203
Christopher Zafiriou
President & FounderCRD 3021575
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$21.2M in ETFs
89%
$18.9M
11%
$2.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $13.5M | 31,357 | 63.68% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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