FLAT ROCK GLOBAL
Firm details
- Headquarters
- JACKSON, Wyoming
- CRD number
- 288551
- Registered since
- July 10, 2017
- Website
- flatrockglobal.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Flat Rock Global is a limited liability company that registers with the SEC and operates primarily as a portfolio manager for investment companies. Established for SEC reporting in 2017, the firm targets institutional mandates rather than retail households. Its business model combines a percentage-of-AUM fee with performance-based fees, signaling an emphasis on active management and alignment of compensation with returns. The firm is not structured as a capital allocator in the sense of running broad manager selection platforms; instead it appears to use external managers for certain strategies while actively managing investment-company mandates. Flat Rock Global is not positioned as an ESG investor, it does not present itself as a multi-state adviser, and it does not provide pension consulting services. The combination of institutional clients and performance-fee arrangements suggests the firm runs concentrated, outcome-focused portfolios rather than high-volume advisory relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4RYAN RIPP
Chief Financial OfficerCRD 5838799
ROBERT GRUNEWALD
CEO & FounderCRD 2834467
SHILOH BATES
Chief Investment OfficerCRD 3274349
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
JACKSON, WY
TETON
Location
JACKSON, WY
Headquartered in JACKSON, WY, in the West of the United States.
- Region
- West
- County
- TETON
- Address
- 680 S Cache St
- Time zone
- MT (UTC-7)
- Office locations
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