FLAT ROCK GLOBAL

RIASEC RegisteredEst. 2017
Total AUM
$1.6B
Discretionary
$1.6B
100% of AUM
Avg account
$523M
Accounts
3
Employees
13
Advisory reps
4

Firm details

Headquarters
JACKSON, Wyoming
CRD number
288551
Registered since
July 10, 2017
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Flat Rock Global is a limited liability company that registers with the SEC and operates primarily as a portfolio manager for investment companies. Established for SEC reporting in 2017, the firm targets institutional mandates rather than retail households. Its business model combines a percentage-of-AUM fee with performance-based fees, signaling an emphasis on active management and alignment of compensation with returns. The firm is not structured as a capital allocator in the sense of running broad manager selection platforms; instead it appears to use external managers for certain strategies while actively managing investment-company mandates. Flat Rock Global is not positioned as an ESG investor, it does not present itself as a multi-state adviser, and it does not provide pension consulting services. The combination of institutional clients and performance-fee arrangements suggests the firm runs concentrated, outcome-focused portfolios rather than high-volume advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • RYAN RIPP

    Chief Financial OfficerCRD 5838799

  • ROBERT GRUNEWALD

    CEO & FounderCRD 2834467

  • SHILOH BATES

    Chief Investment OfficerCRD 3274349

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

JACKSON, WY

TETON

Location

JACKSON, WY

Headquartered in JACKSON, WY, in the West of the United States.

Region
West
County
TETON
Address
680 S Cache St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth