Flanagan Financial Management

RIASEC Registered
Total AUM
$24.1M
Discretionary
$24.1M
100% of AUM
Avg account
$1.5M
Accounts
16
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
167486
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI80.82%
  • Charitable Organizations11.14%
  • Individuals8.04%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Flanagan Financial Management is a small, owner-operated registered advisory practice organized as a sole proprietorship that concentrates on discretionary portfolio work for individuals, families and a handful of small business clients. The firm runs accounts on a fee basis — charging a percentage of assets under management and hourly fees — and the advisor treats equities as the primary allocation in client portfolios. Advisory activity is limited in scale and scope: the firm is not a multi-state adviser, is not positioned as a pension consultant or capital allocator, and it does not identify as an active ESG investor. Investment approach is centered on liquid, exchange-traded instruments and customized SMA-style holdings. Given the ownership structure and client base, portfolios appear tailored and managed directly rather than distributed across a large advisory platform. The firm’s operating model is consistent with a straightforward, client-focused practice that emphasizes equity exposure supplemented by income and real estate allocations where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 7%, Other 3%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents7%
  • Other3%

Owners & executives

1 of 1
  • Erinn Flanagan

    Chief Compliance OfficerCRD 2279316

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth