FLAGSHIP CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 2019
Total AUM
$200M
Discretionary
$200M
100% of AUM
Avg account
$1.1M
Accounts
176
Employees
4
Advisory reps
3

Firm details

Headquarters
MEDIA, Pennsylvania
CRD number
108354
Registered since
December 17, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI82.34%
  • Individuals17.59%
  • Charitable Organizations0.07%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Flagship Capital Management Inc is an independent registered investment adviser that focuses on fee-based portfolio management and financial planning for individuals, families and small businesses. The firm runs an equity-first strategy, with its public-markets activity concentrated in exchange-traded equities and sector ETFs. Flagship is not an active ESG investor and does not position itself as a capital allocator; instead it sources exposure across public equities and allocates to third‑party alternative fund managers when appropriate for client objectives. Flagship operates on a percentage-of-AUM fee model and serves both individual & family and institutional clients. The firm offers straightforward portfolio management and planning services rather than complex pension consulting or multi-state institutional consulting. Flagship was SEC-registered in 2019 and is organized as a corporation under individual ownership. The firm received recognition as a Top RIA by FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 16%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 5%, Non-Investment Grade Corp Bonds 2%, US Government Bonds 1%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds16%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents5%
  • Non-Investment Grade Corp Bonds2%

Contacts

3 of 3
  • THOMAS GOLDSMITH

    PresidentCRD 733865

  • Charles Gubler

    AnalystCRD 7954843

  • THOMAS GOLDSMITH

    Investment AnalystCRD 5434689

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$101M in ETFs

Passive

88%

$88.9M

Active

12%

$12.1M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$18.6M140,13418.44%

Location

Primary office

MEDIA, PA

DELAWARE

Location

MEDIA, PA

Headquartered in MEDIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
400 W State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth