Five Points Investment Advisors, LLC

RIAState Registered
Total AUM
$40.7M
Discretionary
$40.7M
100% of AUM
Avg account
$754K
Accounts
54
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
289903
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI83.48%
  • Individuals16.52%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Five Points Investment Advisors, LLC is an independent, owner-operated RIA focused on portfolio management for individuals, families and small businesses, with some institutional clients. The firm charges clients a percentage-of-AUM advisory fee and manages assets on a discretionary basis. Its stated investment preference is equity-oriented, and it does not identify as an active ESG investor. The adviser is not positioned as a multi-state or pension consultant, and it does not present itself as a capital allocator to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 23%, Derivatives 1%, Cash & Cash Equivalents 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds23%
  • Derivatives1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Thomas Esposito

    Thomas Esposito

    PrincipalCRD 2458783

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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