Five Peaks Financial Consulting, Inc.

RIAState Registered
Total AUM
$15.5M
Discretionary
$0
0% of AUM
Avg account
$2.6M
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
115341
Custodians
CHARLES SCHWAB & CO., INC., AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Five Peaks Financial Consulting, Inc. is an independent, Arizona-registered advisory corporation that serves individual and family clients. The firm functions as a capital allocator and combines portfolio management and financial planning with insurance brokerage. Its fee arrangements are mixed: percentage-of-AUM billing is used alongside hourly and fixed-fee engagements. The firm’s ADV lists services including financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting among its advisory activities. Business operations appear oriented toward personalized relationships rather than scale: ownership is individual and the adviser maintains a compact client base. The firm does not identify as an ESG-focused manager, and it does not operate as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Investment Grade Corp Bonds 11%, Exchange Traded Equities 7%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 1%77%
  • Public Funds/Mutual Funds77%
  • Investment Grade Corp Bonds11%
  • Exchange Traded Equities7%
  • US Government Bonds2%
  • State & Local Bonds2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth