Fisher\SMB

RIASEC RegisteredEst. 2024

Total AUM

$6.8B

Discretionary

$6.8B

100% of AUM

Avg account

$3.7M

Accounts

1,848

Employees

159

Advisory reps

57

Firm details

Headquarters: CARROLLTON, Texas
CRD number: 331205
Registered since: May 31, 2024
Custodians: ASCENSUS TRUST, EMPOWER
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans98.6%
State / Municipal Government1.4%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Fisher\SMB is a limited liability company that registered with the SEC in 2024. The firm serves an institutional client base while also providing portfolio management for individuals, small businesses and for business or institutional clients. Its advisory services include pension consulting. Fees are charged as a percentage of assets under management and, in some cases, fixed fees. Fisher\SMB is not identified as an active ESG investor in its filings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Contacts

3 of 57

KATHARINE HART
Vice President of OperationsCRD 3180999
JACK HEALY
Associate Vice PresidentCRD 7239952
DYLAN MARKS
Associate Vice PresidentCRD 6187489

Unlock 54 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CARROLLTON, TX

DENTON

Location

CARROLLTON, TX

Headquartered in CARROLLTON, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: DENTON
Address: 4100 International Pkwy
Time zone: CT (UTC-6)
Office locations

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