FIRSTRUST

RIASEC RegisteredEst. 1999

Total AUM

$250M

Discretionary

$229M

92% of AUM

Avg account

$2M

Accounts

128

Employees

Advisory reps

Firm details

Headquarters: DAYTONA BEACH, Florida
CRD number: 111800
Registered since: August 30, 1999
Website: www.financialteam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI91.6%
Pension & Profit Sharing Plans5.2%
Individuals3.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Firstrust is an independent, SEC-registered registered investment adviser organized as an LLC that has been registered with the SEC since 1999. The firm serves individual and family clients as well as institutional relationships, offering financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional clients. Its advisory capabilities also include pension consulting and the selection of other advisers, and the firm identifies itself as a capital allocator. Fees are charged as a percentage of assets under management and through fixed-fee arrangements. Firstrust is not flagged as an active ESG investor and is not a multi-state or newly formed adviser.