FIRST MASON FINANCIAL, LLC

RIASEC RegisteredEst. 2011

Total AUM

$186M

Discretionary

$186M

100% of AUM

Avg account

$174K

Accounts

1,068

Employees

Advisory reps

Firm details

Headquarters: MEDINA, Ohio
CRD number: 145025
Registered since: May 3, 2011
Website: fmf365.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI57.6%
Individuals40.85%
Pension & Profit Sharing Plans1.55%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

First Mason Financial, LLC is an independent registered investment adviser that focuses on fee-based wealth management for individual and family clients as well as smaller institutional relationships. The firm combines financial planning with discretionary portfolio management across individual accounts and pooled investment vehicles, and it also provides pension consulting services. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Investment activity centers on packaged public fund solutions rather than an emphasis on direct equity trading or proprietary product manufacturing. The adviser is not marked as an active ESG investor and does not operate as a multi-state adviser under its filing. Since its SEC registration in 2011, First Mason Financial, LLC has positioned itself to deliver model-driven, fund-centric portfolios and outsourced alternative allocations where appropriate.