FIRST MAIN CAPITAL

Overview

First Main Capital is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on financial planning and portfolio management for individuals and small businesses, charging clients a percentage-of-AUM fee. Investment activity is concentrated in exchange-traded equities and ETFs, with a clear preference for equity exposure across client accounts. The adviser is not an active ESG investor and does not operate as a multi-state adviser or pension consultant. Given the firm’s small scale, client relationships are likely bespoke and hands-on, with portfolio construction that emphasizes liquid equity exposures supplemented by third-party alternative managers where appropriate. Advisory services are centered on direct portfolio management and planning rather than broad institutional consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices