First Light Financial

Overview

First Light Financial is a small, single-owner registered adviser that focuses on portfolio management for individuals and small businesses. The firm operates as a sole proprietorship and charges clients on a percentage-of-assets-under-management basis. Its client base is concentrated on individual and family relationships rather than institutional mandates. Investment activity is weighted toward pooled public vehicles rather than direct stock selection or bespoke private placements. The adviser is not positioned as an ESG-focused manager, does not act as a capital allocator to third‑party alternative managers in any notable way, and is not registered as a multi‑state adviser or pension consultant. Advisory work is delivered on a discretionary basis across a compact roster of clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices