First Liberties Financial

Broker-DealerFINRA MemberEst. 1983
Total AUM
Advisory reps
32
Avg account
$0

Firm details

Headquarters
Tampa, Florida
CRD number
14432
Registered since
December 21, 1983

Firm profile

FINTRX

Overview

First Liberties Financial is organized as a corporation and has been registered with the SEC since 1983. The firm is classified in the dataset as an investment bank and is listed as owned by a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. The snapshot also notes it is not characterized as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset does not provide details about the firm’s specific advisory or business lines beyond the investment bank classification.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Edward Gallagher

    Edward Gallagher

    Owner & CEOCRD 1390625

  • Steven Shaffer

    Chief Compliance OfficerCRD 1027259

  • Hilary Bergman

    Hilary Bergman

    Chief Executive OfficerCRD 1834738

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Contacts

3 of 26
  • Andrew Friedwald

    Andrew Friedwald

    Executive DirectorCRD 1354237

  • Satyajit SiddharthKumar

    Managing DirectorCRD 7504852

  • Charles Visconsi

    Charles Visconsi

    Registered RepresentativeCRD 2821361

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
2915 N Boulevard
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth