First Liberties Financial
Firm details
- Headquarters
- Tampa, Florida
- CRD number
- 14432
- Registered since
- December 21, 1983
Firm profile
FINTRXOverview
First Liberties Financial is organized as a corporation and is classified in FINTRX as an investment bank. The profile shows a privately held structure with domestic-entity and individual ownership. The firm's footprint in FINTRX is minimal: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not disclose specific business lines, advisory activities, client segments, or fee models for First Liberties Financial. The limited public data suggests the entity functions in an investment-banking capacity rather than as a traditional asset manager with retail or institutional advisory relationships.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7
Sevasti Balafas
CEO and FounderCRD 4884215

Hilary Bergman
Chief Executive OfficerCRD 1834738
Steven Shaffer
Chief Compliance OfficerCRD 1027259
Contacts
3 of 26
Amanda Montgomery
Managing DirectorCRD 4558534

Andrew Friedwald
Executive DirectorCRD 1354237
Kim Rothschild
Registered RepresentativeCRD 1461411
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tampa, FL
Hillsborough
Location
Tampa, FL
Headquartered in Tampa, FL, in the South of the United States.
- Region
- South
- County
- Hillsborough
- Address
- 2915 N Boulevard
- Time zone
- ET (UTC-5)
- Office locations
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