FIRST CLASS CAPITAL

Overview

First Class Capital operates as a small independent registered investment adviser that centers its portfolio work on publicly traded equities delivered through exchange-traded vehicles and separately managed account (SMA) wrappers. The firm’s advisory mandate covers financial planning and portfolio management for individuals, small businesses and institutional/business clients, and its fee schedule combines percentage-of-AUM, fixed fees and performance-based arrangements. That mix suggests the firm can tailor billing to higher-net-worth clients or specific strategies that use performance fees. Investment activity is tilted toward liquid equity exposure: ETFs and traded equities are the dominant instruments, giving the firm flexibility to implement core-satellite, sector, or tax-aware equity strategies. First Class Capital is not identified as an active ESG investor. It does engage third-party alternative managers—hedge funds—and uses mutual funds as part of its toolkit, but those vehicles appear supplemental to an equity-first approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices