FIOH GLOBAL ASSET MANAGEMENT AND STRATEGIES, LLC

RIASEC Registered
Total AUM
$46.4M
Discretionary
$46.4M
100% of AUM
Avg account
$237K
Accounts
196
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
157591
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI67.37%
  • Individuals28.67%
  • Charitable Organizations2.46%
  • Pension & Profit Sharing Plans1.11%
  • Corporations / Businesses0.36%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fioh Global Asset Management And Strategies, LLC is an independent, owner-operated registered investment adviser that serves individual and family clients, with a practice that also covers small-business portfolio management. The firm runs a fee model that combines a percentage-of-assets under management with hourly advisory charges and delivers both financial planning and discretionary portfolio management. Investment activity centers on liquid, listed instruments with a clear preference for equities; portfolio decisions appear oriented toward tradable, exchange-listed securities that support efficient execution and ongoing rebalancing under a discretionary mandate. The firm is not positioned as an active ESG investor, and it does not present itself as a multi-state or pension consultant adviser. With a small, client-focused footprint, the practice prioritizes direct advisory relationships and ongoing management rather than wholesale capital allocation across third-party alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 44%, Public Funds/Mutual Funds 37%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 5%, Non-Exchange Traded Equities 3%44%
  • Exchange Traded Equities44%
  • Public Funds/Mutual Funds37%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds5%
  • Non-Exchange Traded Equities3%

Contacts

1 of 1
  • ELAINE CHAN

    Managing PartnerCRD 4995818

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth