Finivi Inc.
Firm details
- Headquarters
- Westborough, Massachusetts
- CRD number
- 292329
- Registered since
- February 19, 2018
- Website
- www.finivi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals55.71%
- HNWI44.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Finivi Inc. is an independent, individually owned registered investment adviser that registered with the SEC in 2018. The firm serves individuals and families and combines portfolio management with financial planning; it also provides services to small businesses and institutional business accounts. Fee arrangements include percentage-of-AUM billing plus hourly and fixed-fee engagements. Finivi operates an insurance brokerage alongside its advisory work and identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds28%
- Cash & Cash Equivalents11%
- Investment Grade Corp Bonds6%
- US Government Bonds2%
Contacts
3 of 7
Katie Moore
ChairpersonCRD 4685447
Eric Jansen
Associate, Investment ManagementCRD 1719437
Frederick Lane
Financial AdvisorCRD 2282828
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$69.4M in ETFs
62%
$42.7M
39%
$26.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ULTRA-SHORT BOND ETF (VUSB) | Vanguard | Active | Ultrashort Bond | $13.6M | 274,947 | 19.63% |
Location
Westborough, MA
Worcester
Location
Westborough, MA
Headquartered in Westborough, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Worcester
- Address
- 1400 Computer Dr
- Time zone
- ET (UTC-5)
- Office locations
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